SEC Form 4 · accession 0001111928-15-000072
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Blair
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 6,667 | $75.15 | A | 30,405 | D | |
| Common StockF1 | May 11, 2015 | S | 6,667 | $93.36 | D | 23,738 | D | |
| Common Stock | May 12, 2015 | M | 5,500 | $60.00 | A | 29,238 | D | |
| Common StockF2 | May 12, 2015 | S | 5,500 | $94.09 | D | 23,738 | D | |
| Common Stock | May 13, 2015 | M | 1,000 | $60.00 | A | 24,738 | D | |
| Common StockF3 | May 13, 2015 | S | 1,000 | $95.00 | D | 23,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4 | $75.15 | May 11, 2015 | M | 6,667 | D | — | May 30, 2021 | Common Stock | 6,667 | 0 | D |
| Director Stock Option (right to buy)F5 | $60.00 | May 12, 2015 | M | 5,500 | D | — | Jun 3, 2023 | Common Stock | 5,500 | 1,000 | D |
| Director Stock Option (right to buy)F5 | $60.00 | May 13, 2015 | M | 1,000 | D | — | Jun 3, 2023 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The reported transaction involves sales transactions from $93.32 to $93.99 per share. The weighted average price per share was $93.36. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F2The reported transaction involves sales transactions from $94.00 to $94.24 per share. The weighted average price per share was $94.09. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3The reported transaction involves sales transactions from $94.63 to $95.26 per share. The weighted average price per share was $95.00. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F4Grant of stock option vested in one installment on May 31, 2012.
- F5Grant of stock option vested in one installment on June 3, 2014.