SEC Form 4 · accession 0001111928-15-000042
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Igor Samartsev
Officer — Chief Technology Officer · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 13,125 | $8.26 | A | 361,660 | D | |
| Common StockF1 | Mar 6, 2015 | S | 13,125 | $95.97 | D | 348,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.26 | Mar 6, 2015 | M | 13,125 | D | — | Feb 25, 2019 | Common Stock | 13,125 | 0 | D |
Explanation of responses
- F1The reported transaction involves sales transactions from $95.01 to $97.79 per share. The weighted average price per share was $95.97. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F2Vesting in 32 equal monthly installments commencing May 1, 2011 through December 1, 2013 inclusive.