SEC Form 4 · accession 0001111928-15-000019
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry E Gauthier
Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 6,667 | $15.36 | A | 22,417 | D | |
| Common Stock | Feb 9, 2015 | M | 3,333 | $21.35 | A | 25,750 | D | |
| Common StockF2 | Feb 9, 2015 | S | 10,000 | $85.29 | D | 15,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $15.36 | Feb 9, 2015 | M | 6,667 | D | — | Jun 7, 2020 | Common Stock | 6,667 | 0 | D |
| Common StockF4 | $21.35 | Feb 9, 2015 | M | 3,333 | D | — | Aug 4, 2020 | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- F2The reported transaction involves sales transactions from $85.00 to $86.95 per share. The weighted average price per share was $85.29. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Options vest in one installment on anniversary of date of grant, June 8, 2011.
- F4Option vests in one installment on June 8, 2011.