SEC Form 4/A · accession 0001111928-15-000001
IPG PHOTONICS CORP · IPGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alexander Ovtchinnikov
Officer — SVP, Components
Period of report
Dec 3, 2014
Accepted (ET)
Jan 5, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2014 | M | 12,600 | $15.82 | A | 125,206 | D | |
| Common StockF2 | Dec 3, 2014 | S | 12,600 | $75.94 | D | 112,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F3 | $15.82 | Dec 3, 2014 | M | 12,600 | D | — | Feb 25, 2020 | Common Stock | 12,600 | 6,562 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2014.
- F2The reported transaction involves sales transactions from $75.00 to $76.47 per share. The weighted average price per share was $75.94. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- F3Options vest in 4 equal quarterly installments commencing on March 31, 2014.