SEC Form 4 · accession 0001127602-19-009213
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Mulpas
Officer — VP & Chief Accounting Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | A | 12,851 | $26.98 | A | 28,474 | D | |
| Common Stock | Feb 28, 2019 | F | 3,887 | $26.98 | D | 24,587 | D | |
| Common StockF3 | holding | — | — | — | 2,470 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of non-derivative performance stock units granted in 2016, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
- F2Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
- F3Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through February 28, 2019.