SEC Form 4 · accession 0001127602-19-003688
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie J Hightman
Officer — EVP & Chief Legal Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | A | 5,865 | $27.28 | A | 322,484 | D | |
| Common StockF2 | holding | — | — | — | 12,273 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2022 provided that the reporting person is continuously employed by the Company through and including that date.
- F2Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through January 31, 2019.