SEC Form 4/A · accession 0001127602-16-057760
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael E Jesanis
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 8, 2016 · 9:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jul 1, 2016 | J | 22,526 | D | — | — | Common Stock | 22,526 | 0 | D |
Explanation of responses
- F1The Form 4 filed on July 5, 2016 inadvertently displayed a transaction date of June 20, 2016. This Form 4/A has been amended to reflect the correct transaction date of July 1, 2016.
- F2Represents a non-discretionary exempt transaction by the reporting person caused solely by Columbia Pipeline Group Inc.'s ("CPG") termination of its Omnibus Plan in connection with its merger with TransCanada, which in turn caused the payment in cash to the reporting person of the value of that person's CPG restricted stock unit account pursuant to its terms. The issuer's common stock was one of the underlying investment options under the CPG restricted stock unit arrangement, and the disposed securities represent the value of the reporting person's portion of his CPG restricted stock unit account that tracked the value of the issuer's common stock.