SEC Form 4 · accession 0001127602-16-056995
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Jesanis
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jul 5, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jun 20, 2016 | J | 22,526 | D | — | — | Common Stock | 22,526 | 0 | D |
Explanation of responses
- F1Represents a non-discretionary exempt transaction by the reporting person caused solely by Columbia Pipeline Group Inc.'s ("CPG") termination of its Omnibus Plan in connection with its merger with TransCanada, which in turn caused the payment in cash to the reporting person of the value of that person's CPG restricted stock unit account pursuant to its terms. The issuer's common stock was one of the underlying investment options under the CPG restricted stock unit arrangement, and the disposed securities represent the value of the reporting person's portion of his CPG restricted stock unit account that tracked the value of the issuer's common stock.