SEC Form 4 · accession 0001127602-16-052097
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Thompson
Director
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | A | 5,044 | $23.79 | A | 9,850 | D | |
| Common Stock | holding | — | — | — | 23,901 | I | R & B Thompson 2005 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 43,874 | 43,874 | D |
Explanation of responses
- F1Represents restricted stock units granted as part of non-employee director's compensation.
- F2The reported phantom stock units were acquired under the NiSource Inc. 2010 Omnibus Incentive Plan and are to be settled upon the reporting person's retirement or other termination of service.