SEC Form 4 · accession 0001127602-15-027068
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Jesanis
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 16, 2015 · 10:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Sep 15, 2015 | I | 22,056 | D | — | — | Common Stock | 22,056 | 0 | D |
Explanation of responses
- F1Represents a discretionary transaction by the reporting person to elect to change the underlying investment option of the reporting person's restricted stock units to other investment options pursuant to the terms of the reporting person's restricted stock unit award agreement.
- F2The reported phantom stock units were acquired under the NiSource Inc. 2010 Omnibus Incentive Plan and are to be settled upon the reporting person's retirement or other termination of service.