SEC Form 4 · accession 0001127602-15-026797
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn Y Woo
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 10, 2015 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 27,233 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Sep 9, 2015 | I | 30,519 | D | — | — | Common Stock | 30,519 | 25,670 | D |
Explanation of responses
- F1Represents an election by the reporting person to change the underlying investment option of her restricted stock units to other investment options pursuant to the terms of her restricted stock unit award agreement.
- F2The reported phantom stock units were acquired under the NiSource Inc. 2010 Omnibus Incentive Plan and are to be settled upon the reporting person's retirement or other termination of service.