SEC Form 4 · accession 0001127602-15-007323
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen L Kettering
Officer — EVP & Group CEO
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | A | 17,758 | $43.91 | A | 147,368 | D | |
| Common StockF2 | Feb 18, 2015 | F | 15,428 | $43.91 | D | 131,940 | D | |
| Common Stock | holding | — | — | — | 43,526 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 44,243 | 44,243 | D |
Explanation of responses
- F1Constitutes additional shares acquired as a result of the performance adjustment with respect to the performance shares granted in 2012. The initial grant of these performance shares were disclosed in a Form 4 filed in 2012.
- F2Shares reported represent actual withholding to satisfy tax withholding obligations in connection with the vesting of all the shares issued pursuant to the 2012 performance awards.
- F3The phantom stock units are to be settled following the reporting person's retirement or other termination.