SEC Form 4 · accession 0001127602-15-003736
NISOURCE INC. · NI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen L Kettering
Officer — EVP & Group CEO
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001111711
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | A | 18,315 | $43.68 | A | 129,610 | D | |
| Common StockF2 | holding | — | — | — | 43,526 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 44,243 | 44,243 | D |
Explanation of responses
- F1Constitutes restricted stock units granted on January 29, 2015. All of these units are scheduled to vest three years from the date of grant.
- F2Constitutes shares acquired through the NiSource Inc. Retirement Savings Plan through January 30, 2015.
- F3The phantom stock units are to be settled following the reporting person's retirement or other termination.