SEC Form 4 · accession 0001209191-16-151161
NuStar Energy L.P. · NS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse D Bates
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2 | Nov 16, 2016 | A | 1,637 | $0.00 | A | 8,723 | D | |
| Common UnitsF2 | holding | — | — | — | 24,057 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted units. The restricted units vest annually in equal increments over a three-year period beginning on November 16, 2017.
- F2The total amount of securities beneficially owned reflects the transfer of 1,995 units from direct to indirect ownership in trust upon vesting of restricted units since Mr. Bates' last Form 4.