SEC Form 4 · accession 0001110805-17-000047
NuStar Energy L.P. · NS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse D Bates
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Nov 16, 2017 | A | 3,251 | $0.00 | A | 9,943 | D | |
| Common UnitsF2 | holding | — | — | — | 28,088 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted units. The restricted units vest annually in equal increments over a three-year period beginning on November 16, 2018.
- F2The total amount of securities beneficially owned reflects the transfer of 1,126 units from direct to indirect ownership in trust upon vesting of restricted units since Mr. Bates' last Form 4.