SEC Form 4 · accession 0001104659-17-026931
NuStar Energy L.P. · NS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Grady Rosier
Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Preferred UnitsF1,F2 | Apr 25, 2017 | P | 12,000 | $25.00 | A | 12,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17.625% Series B Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units ("Series B Preferred Units").
- F2William Grady Rosier has agreed to purchase 12,000 Series B Preferred Units directly from the underwriters at $25.00 per unit in connection with the Issuer's public offering of up to an aggregate of 15,400,000 Series B Preferred Units. The closing of this transaction is scheduled for Friday, April 28, 2017.