SEC Form 4 · accession 0001127602-19-006011
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Van Oene
Officer — SVP Chief Commercial Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | M | 2,887 | $0.00 | A | 13,779 | D | |
| Common StockF2 | Feb 12, 2019 | A | 607 | $0.00 | A | 14,386 | D | |
| Common Stock | Feb 12, 2019 | F | 1,719 | $292.20 | D | 12,667 | D | |
| Common StockF3 | Feb 12, 2019 | M | 2,752 | $0.00 | A | 15,419 | D | |
| Common StockF4 | Feb 12, 2019 | A | 578 | $0.00 | A | 15,997 | D | |
| Common StockF5 | Feb 12, 2019 | F | 1,163 | $292.20 | D | 14,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 12, 2019 | M | 2,887 | D | — | Dec 30, 2018 | Common Stock | 2,887 | 0 | D |
| Performance SharesF3 | — | Feb 12, 2019 | M | 2,752 | D | — | Dec 30, 2018 | Common Stock | 2,752 | 0 | D |
Explanation of responses
- F1Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.
- F2Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on April 27, 2016.
- F3Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
- F4Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
- F5Balance includes 108 shares acquired through Employee Stock Purchase Plan.