SEC Form 4 · accession 0001127602-19-006007
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Ragusa
Officer — SVP, Global Quality & Ops
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | M | 4,540 | $0.00 | A | 15,316 | D | |
| Common StockF2 | Feb 12, 2019 | A | 954 | $0.00 | A | 16,270 | D | |
| Common StockF3 | Feb 12, 2019 | F | 2,222 | $292.20 | D | 14,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | — | Feb 12, 2019 | M | 4,540 | D | — | Dec 30, 2018 | Common Stock | 4,540 | 0 | D |
Explanation of responses
- F1Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
- F2Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
- F3Balance includes 58 shares acquired through Employee Stock Purchase Plan.