SEC Form 4 · accession 0001127602-19-001361
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis A deSouza
Officer — President and CEO · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2019 | S | 700 | $291.49 | D | 69,404 | D | |
| Common StockF1,F3 | Jan 2, 2019 | S | 800 | $292.68 | D | 68,604 | D | |
| Common StockF1,F4 | Jan 2, 2019 | S | 700 | $293.77 | D | 67,904 | D | |
| Common StockF1,F5 | Jan 2, 2019 | S | 600 | $294.93 | D | 67,304 | D | |
| Common StockF1,F6 | Jan 2, 2019 | S | 200 | $296.05 | D | 67,104 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 700 shares sold ranging from $290.93 to $291.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 800 shares sold ranging from $292.28 to $293.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 700 shares sold ranging from $293.33 to $294.19 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 600 shares sold ranging from $294.41 to $295.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 200 shares sold ranging from $295.81 to $296.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.