SEC Form 4 · accession 0001127602-18-035577
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP Strategy & Corp Developmt
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2018 | S | 100 | $324.95 | D | 7,857 | D | |
| Common StockF1,F2 | Dec 6, 2018 | S | 200 | $327.1075 | D | 7,657 | D | |
| Common StockF1 | Dec 6, 2018 | S | 100 | $328.34 | D | 7,557 | D | |
| Common StockF1,F3 | Dec 6, 2018 | S | 200 | $330.17 | D | 7,357 | D | |
| Common StockF1,F4 | Dec 6, 2018 | S | 200 | $331.27 | D | 7,157 | D | |
| Common StockF1,F5,F6 | Dec 6, 2018 | S | 200 | $333.28 | D | 6,957 | D | |
| Common Stock | holding | — | — | — | 13,909 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $326.76 to $327.455 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 200 shares sold ranging from $329.80 to $330.54 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $330.89 to $331.65 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 200 shares sold ranging from $332.87 to $333.69 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Includes 1,000 shares previously held by Mr. Stapley's family trust which were transferred to Mr. Stapley and are now owned directly.