SEC Form 4 · accession 0001127602-18-035249
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis A deSouza
Officer — President and CEO · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 3, 2018 | S | 1,200 | $343.78 | D | 65,443 | D | |
| Common StockF1,F3 | Dec 3, 2018 | S | 400 | $344.85 | D | 65,043 | D | |
| Common StockF1,F4 | Dec 3, 2018 | S | 200 | $345.84 | D | 64,843 | D | |
| Common StockF1,F5 | Dec 3, 2018 | S | 400 | $347.26 | D | 64,443 | D | |
| Common StockF1,F6 | Dec 3, 2018 | S | 400 | $348.41 | D | 64,043 | D | |
| Common StockF1,F7 | Dec 3, 2018 | S | 400 | $349.44 | D | 63,643 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,200 shares sold ranging from $343.41 to $344.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 400 shares sold ranging from $344.62 to $344.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $345.80 to $345.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 400 shares sold ranging from $346.83 to $347.68 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 400 shares sold ranging from $348.04 to $348.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F7Weighted average sale price representing 400 shares sold ranging from $349.21 to $349.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.