SEC Form 4 · accession 0001127602-18-033102

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mostafa Ronaghi

Officer — Sr VP & CTO

Period of report

Nov 12, 2018

Accepted (ET)

Nov 14, 2018 · 5:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 12, 2018	M	10,000	$37.04	A	79,612	D
Common Stock^F1,F2	Nov 12, 2018	S	1,335	$310.921	D	78,277	D
Common Stock^F1,F3	Nov 12, 2018	S	1,724	$311.9184	D	76,553	D
Common Stock^F1,F4	Nov 12, 2018	S	1,741	$312.9685	D	74,812	D
Common Stock^F1,F5	Nov 12, 2018	S	1,400	$314.015	D	73,412	D
Common Stock^F1,F6	Nov 12, 2018	S	800	$314.9575	D	72,612	D
Common Stock^F1,F7	Nov 12, 2018	S	900	$316.8244	D	71,712	D
Common Stock^F1,F8	Nov 12, 2018	S	700	$317.5343	D	71,012	D
Common Stock^F1,F9	Nov 12, 2018	S	400	$318.585	D	70,612	D
Common Stock^F1,F10	Nov 12, 2018	S	500	$320.484	D	70,112	D
Common Stock^F1	Nov 12, 2018	S	100	$321.16	D	70,012	D
Common Stock^F1,F11	Nov 12, 2018	S	200	$323.115	D	69,812	D
Common Stock^F1	Nov 12, 2018	S	200	$326.07	D	69,612	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$37.04	Nov 12, 2018	M	10,000	D	Feb 27, 2010	Jan 27, 2020	Common Stock	10,000	0	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 500 shares sold ranging from $320.14 to $321.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11Weighted average sale price representing 200 shares sold ranging from $323.05 to $323.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 1,335 shares sold ranging from $310.38 to $311.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 1,724 shares sold ranging from $311.38 to $312.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,741 shares sold ranging from $312.46 to $313.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,400 shares sold ranging from $313.51 to $314.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 800 shares sold ranging from $314.71 to $315.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 900 shares sold ranging from $316.19 to $317.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 700 shares sold ranging from $317.25 to $318.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 400 shares sold ranging from $318.28 to $318.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.