SEC Form 4 · accession 0001127602-18-032651
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP Strategy & Corp Developmt
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 7, 2018 | S | 200 | $329.895 | D | 7,757 | D | |
| Common StockF1,F3 | Nov 7, 2018 | S | 700 | $338.2179 | D | 7,057 | D | |
| Common StockF1,F4 | Nov 7, 2018 | S | 100 | $339.48 | D | 6,957 | D | |
| Common Stock | holding | — | — | — | 14,909 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $325.00 to $334.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 700 shares sold ranging from $337.775 to $338.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Includes 1,000 shares previously held by Mr. Stapley's family trust which were transferred to Mr. Stapley and are now owned directly.