SEC Form 4 · accession 0001127602-18-032448

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark Van Oene

Officer — SVP Chief Commercial Officer

Period of report

Nov 5, 2018

Accepted (ET)

Nov 7, 2018 · 5:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 5, 2018	M	6,000	$29.44	A	17,126	D
Common Stock^F1,F2	Nov 5, 2018	S	1,000	$323.423	D	16,126	D
Common Stock^F1,F3	Nov 5, 2018	S	1,500	$324.674	D	14,626	D
Common Stock^F1,F4	Nov 5, 2018	S	1,400	$325.9843	D	13,226	D
Common Stock^F1,F5	Nov 5, 2018	S	1,100	$327.6495	D	12,126	D
Common Stock^F1,F6	Nov 5, 2018	S	1,000	$329.005	D	11,126	D
Common Stock^F1,F7	Nov 5, 2018	S	300	$323.6533	D	10,826	D
Common Stock^F1	Nov 5, 2018	S	100	$325.08	D	10,726	D
Common Stock^F1	Nov 5, 2018	S	435	$329.00	D	10,291	D
Common Stock	Nov 5, 2018	F	1,218	$324.14	D	9,073	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$29.44	Nov 5, 2018	M	6,000	D	Jan 5, 2012	Dec 5, 2021	Common Stock	6,000	0	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 1,000 shares sold ranging from $322.96 to $323.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 1,500 shares sold ranging from $324.08 to $325.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,400 shares sold ranging from $325.50 to $326.365 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,100 shares sold ranging from $327.20 to $328.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 1,000 shares sold ranging from $328.29 to $329.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 300 shares sold ranging from $323.59 to $323.72 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.