SEC Form 4 · accession 0001127602-18-030075

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mostafa Ronaghi

Officer — Sr VP & CTO

Period of report

Oct 10, 2018

Accepted (ET)

Oct 12, 2018 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Oct 10, 2018	M	10,000	$37.04	A	80,805	D
Common Stock^F1,F2	Oct 10, 2018	S	461	$305.2171	D	79,644	D
Common Stock^F1,F3	Oct 10, 2018	S	700	$306.5929	D	80,105	D
Common Stock^F1,F4	Oct 10, 2018	S	900	$307.6933	D	78,744	D
Common Stock^F1,F5	Oct 10, 2018	S	1,000	$308.573	D	77,744	D
Common Stock^F1,F6	Oct 10, 2018	S	1,800	$309.965	D	75,944	D
Common Stock^F1,F7	Oct 10, 2018	S	900	$310.8444	D	75,044	D
Common Stock^F1,F8	Oct 10, 2018	S	1,209	$311.7298	D	73,835	D
Common Stock^F1,F9	Oct 10, 2018	S	100	$312.74	D	73,735	D
Common Stock^F1,F10	Oct 10, 2018	S	200	$314.46	D	73,535	D
Common Stock^F1,F11	Oct 10, 2018	S	789	$316.2748	D	72,746	D
Common Stock^F1,F12	Oct 10, 2018	S	400	$317.035	D	72,346	D
Common Stock^F1,F13	Oct 10, 2018	S	741	$318.3692	D	71,605	D
Common Stock^F1,F14	Oct 10, 2018	S	500	$320.124	D	71,105	D
Common Stock^F1,F15	Oct 10, 2018	S	200	$321.545	D	70,905	D
Common Stock^F1,F16	Oct 10, 2018	S	100	$322.25	D	70,805	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$37.04	Oct 10, 2018	M	10,000	D	Feb 27, 2010	Jan 27, 2020	Common Stock	10,000	10,000	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 200 shares sold ranging from $314.46 to $314.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11Weighted average sale price representing 789 shares sold ranging from $315.76 to $316.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F12Weighted average sale price representing 400 shares sold ranging from $316.86 to $317.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F13Weighted average sale price representing 741 shares sold ranging from $317.99 to $318.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F14Weighted average sale price representing 500 shares sold ranging from $319.61 to $320.49 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F15Weighted average sale price representing 200 shares sold ranging from $321.05 to $322.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F16Weighted average sale price representing 100 shares sold ranging from $322.25 to $322.25 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 461 shares sold ranging from $304.69 to $305.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 700 shares sold ranging from $306.18 to $307.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 900 shares sold ranging from $307.30 to $308.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,000 shares sold ranging from $308.33 to $308.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 1,800 shares sold ranging from $309.40 to $310.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 900 shares sold ranging from $310.44 to $311.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 1,209 shares sold ranging from $311.44 to $312.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 100 shares sold ranging from $312.74 to $312.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.