SEC Form 4 · accession 0001127602-18-027369

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mostafa Ronaghi

Officer — Sr VP & CTO

Period of report

Sep 10, 2018

Accepted (ET)

Sep 11, 2018 · 5:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 10, 2018	M	10,000	$37.04	A	80,805	D
Common Stock^F1,F2	Sep 10, 2018	S	701	$343.661	D	80,104	D
Common Stock^F1,F3	Sep 10, 2018	S	1,360	$344.611	D	78,744	D
Common Stock^F1,F4	Sep 10, 2018	S	1,294	$345.784	D	77,450	D
Common Stock^F1,F5	Sep 10, 2018	S	2,415	$346.94	D	75,035	D
Common Stock^F1,F6	Sep 10, 2018	S	1,025	$347.839	D	74,010	D
Common Stock^F1,F7	Sep 10, 2018	S	3,205	$349.233	D	70,805	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$37.04	Sep 10, 2018	M	10,000	D	Feb 27, 2010	Jan 27, 2020	Common Stock	10,000	20,000	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 701 shares sold ranging from $343.15 to $344.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 1,360 shares sold ranging from $344.18 to $345.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,294 shares sold ranging from $345.31 to $346.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 2,415 shares sold ranging from $346.38 to $347.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 1,025 shares sold ranging from $347.38 to $348.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 3,205 shares sold ranging from $348.90 to $349.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.