SEC Form 4 · accession 0001127602-18-025295
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mostafa Ronaghi
Officer — Sr VP & CTO
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | M | 10,000 | $37.04 | A | 80,805 | D | |
| Common StockF1,F2 | Aug 10, 2018 | S | 3,463 | $330.29 | D | 77,342 | D | |
| Common StockF1,F3 | Aug 10, 2018 | S | 2,600 | $331.378 | D | 74,742 | D | |
| Common StockF1,F4 | Aug 10, 2018 | S | 3,737 | $332.316 | D | 71,005 | D | |
| Common StockF1,F5 | Aug 10, 2018 | S | 200 | $333.095 | D | 70,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $37.04 | Aug 10, 2018 | M | 10,000 | D | Feb 27, 2010 | Jan 27, 2020 | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,463 shares sold ranging from $329.81 to $330.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 2,600 shares sold ranging from $330.89 to $331.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 3,737 shares sold ranging from $331.90 to $332.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 200 shares sold ranging from $333.04 to $333.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.