SEC Form 4 · accession 0001127602-18-023166
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mostafa Ronaghi
Officer — Sr VP & CTO
Period of report
Jul 10, 2018
Accepted (ET)
Jul 12, 2018 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 10, 2018 | M | 7,500 | $37.04 | A | 78,496 | D | |
| Common StockF1,F2 | Jul 10, 2018 | S | 4,100 | $288.418 | D | 74,396 | D | |
| Common StockF1,F3 | Jul 10, 2018 | S | 2,889 | $289.306 | D | 71,507 | D | |
| Common StockF1,F4 | Jul 10, 2018 | S | 511 | $290.377 | D | 70,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $37.04 | Jul 10, 2018 | M | 7,500 | D | Feb 27, 2010 | Jan 27, 2020 | Common Stock | 7,500 | 40,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 4,100 shares sold ranging from $288.00 to $288.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 2,889 shares sold ranging from $289.00 to $289.67 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 511 shares sold ranging from $290.05 to $290.64 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.