SEC Form 4 · accession 0001127602-18-020824
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mostafa Ronaghi
Officer — Sr VP & CTO
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2018 | M | 10,500 | $28.45 | A | 81,496 | D | |
| Common StockF1,F2 | Jun 11, 2018 | S | 600 | $281.892 | D | 80,896 | D | |
| Common StockF1,F3 | Jun 11, 2018 | S | 600 | $282.80 | D | 80,296 | D | |
| Common StockF1,F4 | Jun 11, 2018 | S | 3,465 | $284.485 | D | 76,831 | D | |
| Common StockF1,F5 | Jun 11, 2018 | S | 4,735 | $285.293 | D | 72,096 | D | |
| Common StockF1,F6 | Jun 11, 2018 | S | 1,000 | $286.614 | D | 71,096 | D | |
| Common StockF1 | Jun 11, 2018 | S | 100 | $287.27 | D | 70,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $28.45 | Jun 11, 2018 | M | 10,500 | D | Feb 28, 2009 | Jan 28, 2019 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 600 shares sold ranging from $281.50 to $282.25 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 600 shares sold ranging from $282.53 to $283.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 3,465 shares sold ranging from $283.93 to $284.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 4,735 shares sold ranging from $284.95 to $285.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 1,000 shares sold ranging from $286.17 to $287.03 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.