SEC Form 4 · accession 0001127602-18-016281
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | M | 1,800 | $44.51 | A | 18,668 | D | |
| Common StockF1 | May 1, 2018 | M | 1,200 | $71.09 | A | 19,868 | D | |
| Common StockF1,F2 | May 1, 2018 | S | 1,400 | $240.902 | D | 18,468 | D | |
| Common StockF1,F3 | May 1, 2018 | S | 1,400 | $241.805 | D | 17,068 | D | |
| Common StockF1,F4 | May 1, 2018 | S | 200 | $242.73 | D | 16,868 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | May 1, 2018 | M | 1,800 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 1,800 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $71.09 | May 1, 2018 | M | 1,200 | D | May 29, 2014 | May 29, 2023 | Common Stock | 1,200 | 6,400 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,400 shares sold ranging from $240.34 to $241.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,400 shares sold ranging from $241.45 to $242.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $242.66 to $242.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.