SEC Form 4 · accession 0001127602-18-014142

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

A Blaine Bowman

Director

Period of report

Apr 2, 2018

Accepted (ET)

Apr 4, 2018 · 7:29 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 2, 2018	M	3,000	$44.51	A	19,868	D
Common Stock^F1,F2	Apr 2, 2018	S	350	$226.917	D	19,518	D
Common Stock^F1,F3	Apr 2, 2018	S	400	$227.903	D	19,118	D
Common Stock^F1,F4	Apr 2, 2018	S	900	$229.154	D	18,218	D
Common Stock^F1,F5	Apr 2, 2018	S	400	$230.31	D	17,818	D
Common Stock^F1,F6	Apr 2, 2018	S	400	$231.898	D	17,418	D
Common Stock^F1,F7	Apr 2, 2018	S	250	$233.156	D	17,168	D
Common Stock^F1,F8	Apr 2, 2018	S	200	$234.07	D	16,968	D
Common Stock^F1	Apr 2, 2018	S	100	$235.76	D	16,868	D
Common Stock	holding	—	—		—	670	I	By Partnership
Common Stock	holding	—	—		—	198	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$44.51	Apr 2, 2018	M	3,000	D	Apr 18, 2013	Apr 18, 2022	Common Stock	3,000	1,800	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 350 shares sold ranging from $226.56 to $227.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 400 shares sold ranging from $227.63 to $228.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 900 shares sold ranging from $228.70 to $229.68 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 400 shares sold ranging from $229.85 to $230.78 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 400 shares sold ranging from $231.40 to $232.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 250 shares sold ranging from $232.90 to $233.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 200 shares sold ranging from $234.00 to $234.14 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.