SEC Form 4 · accession 0001127602-18-010818
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP Strategy & Corp Developmt
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2018 | S | 200 | $231.12 | D | 15,587 | D | |
| Common StockF1,F3 | Mar 6, 2018 | S | 500 | $232.39 | D | 15,087 | D | |
| Common StockF1,F4 | Mar 6, 2018 | S | 500 | $233.30 | D | 14,587 | D | |
| Common StockF1,F5 | Mar 6, 2018 | S | 500 | $234.844 | D | 14,087 | D | |
| Common StockF1,F6,F7 | Mar 6, 2018 | S | 300 | $235.99 | D | 13,787 | D | |
| Common Stock | holding | — | — | — | 14,084 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $230.90 to $231.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 500 shares sold ranging from $231.94 to $232.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 500 shares sold ranging from $232.95 to $233.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 500 shares sold ranging from $234.40 to $235.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 300 shares sold ranging from $235.69 to $236.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F7Excludes 14,084 shares previously owned directly which were transferred to family trust.