SEC Form 4 · accession 0001127602-18-010420
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Eastham
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | M | 2,000 | $71.09 | A | 15,288 | D | |
| Common StockF1,F2 | Mar 5, 2018 | S | 260 | $226.802 | D | 15,028 | D | |
| Common StockF1,F3 | Mar 5, 2018 | S | 300 | $227.68 | D | 14,728 | D | |
| Common StockF1,F4 | Mar 5, 2018 | S | 200 | $228.60 | D | 14,528 | D | |
| Common StockF1,F5 | Mar 5, 2018 | S | 700 | $230.17 | D | 13,828 | D | |
| Common StockF1,F6 | Mar 5, 2018 | S | 540 | $230.785 | D | 13,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $71.09 | Mar 5, 2018 | M | 2,000 | D | May 29, 2014 | May 29, 2023 | Common Stock | 2,000 | 5,600 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 260 shares sold ranging from $226.39 to $226.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 300 shares sold ranging from $227.50 to $227.90 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $228.50 to $228.70 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 700 shares sold ranging from $229.68 to $230.61 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 540 shares sold ranging from $230.70 to $230.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.