SEC Form 4 · accession 0001127602-18-010262
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | M | 3,000 | $44.51 | A | 19,868 | D | |
| Common StockF1,F2 | Mar 1, 2018 | S | 456 | $224.279 | D | 19,412 | D | |
| Common StockF1,F3 | Mar 1, 2018 | S | 300 | $225.437 | D | 19,112 | D | |
| Common StockF1,F4 | Mar 1, 2018 | S | 500 | $226.82 | D | 18,612 | D | |
| Common StockF1,F5 | Mar 1, 2018 | S | 1,244 | $227.802 | D | 17,368 | D | |
| Common StockF1,F6 | Mar 1, 2018 | S | 500 | $228.66 | D | 16,868 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Mar 1, 2018 | M | 3,000 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 3,000 | 4,800 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 456 shares sold ranging from $224.01 to $224.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 300 shares sold ranging from $225.09 to $226.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 500 shares sold ranging from $226.23 to $227.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 1,244 shares sold ranging from $227.44 to $228.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 500 shares sold ranging from $228.50 to $228.85 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.