SEC Form 4 · accession 0001127602-18-007398
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Dadswell
Officer — Sr VP & General Counsel
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | M | 3,792 | $0.00 | A | 9,455 | D | |
| Common StockF2 | Feb 15, 2018 | F | 1,319 | $229.13 | D | 8,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1,F3 | — | Feb 15, 2018 | M | 3,792 | D | — | Dec 31, 2017 | Common Stock | 3,792 | 0 | D |
Explanation of responses
- F1Each performance stock unit represented a contingent right to receive a share of Illumina common stock based upon the Company's achievement of certain earnings per share targets as of the three-year period ended December 31, 2017.
- F2Balance includes 82 shares acquired through Employee Stock Purchase Plan.
- F3158 performance stock units expired not having vested.