SEC Form 4 · accession 0001127602-18-004121
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 3,000 | $44.51 | A | 19,868 | D | |
| Common StockF1,F2 | Feb 1, 2018 | S | 1,300 | $230.0631 | D | 18,568 | D | |
| Common StockF1,F3 | Feb 1, 2018 | S | 1,200 | $231.0961 | D | 17,368 | D | |
| Common StockF1,F4 | Feb 1, 2018 | S | 400 | $231.9425 | D | 16,968 | D | |
| Common StockF1 | Feb 1, 2018 | S | 100 | $232.74 | D | 16,868 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.51 | Feb 1, 2018 | M | 3,000 | D | Apr 18, 2013 | Apr 18, 2022 | Common Stock | 3,000 | 7,800 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,300 shares sold ranging from $229.50 to $230.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,200 shares sold ranging from $230.61 to $231.60 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 400 shares sold ranging from $231.68 to $232.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.