SEC Form 4 · accession 0001127602-17-034089
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP Strategy & Corp Developmt
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | S | 197 | $214.26 | D | 29,198 | D | |
| Common StockF1 | Dec 4, 2017 | S | 100 | $216.03 | D | 29,098 | D | |
| Common StockF1,F2 | Dec 4, 2017 | S | 103 | $217.2006 | D | 28,995 | D | |
| Common StockF1,F3 | Dec 4, 2017 | S | 700 | $219.23 | D | 28,295 | D | |
| Common StockF1,F4 | Dec 4, 2017 | S | 400 | $220.0933 | D | 27,895 | D | |
| Common StockF1 | Dec 4, 2017 | S | 100 | $222.25 | D | 27,795 | D | |
| Common StockF1,F5 | Dec 4, 2017 | S | 200 | $224.15 | D | 27,595 | D | |
| Common StockF1,F6 | Dec 4, 2017 | S | 200 | $225.135 | D | 27,395 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 103 shares sold ranging from $217.20 to $217.22 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 700 shares sold ranging from $218.51 to $219.49 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 400 shares sold ranging from $219.82 to $220.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 200 shares sold ranging from $224.03 to $224.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 200 shares sold ranging from $225.06 to $225.21 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.