SEC Form 4 · accession 0001127602-17-033974
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Omead Ostadan
Officer — EVP Ops, Products, Strategy
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | M | 3,540 | $37.04 | A | 26,827 | D | |
| Common StockF1,F2 | Dec 1, 2017 | S | 2,200 | $226.4393 | D | 24,627 | D | |
| Common StockF1,F3 | Dec 1, 2017 | S | 1,140 | $227.5746 | D | 23,487 | D | |
| Common StockF1,F4 | Dec 1, 2017 | S | 200 | $228.325 | D | 23,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $37.04 | Dec 1, 2017 | M | 3,540 | D | Feb 27, 2010 | Jan 27, 2020 | Common Stock | 3,540 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,200 shares sold ranging from $226.10 to $227.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,140 shares sold ranging from $227.19 to $228.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $228.23 to $228.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.