SEC Form 4 · accession 0001127602-17-027445

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark Van Oene

Officer — SVP Chief Commercial Officer

Period of report

Sep 12, 2017

Accepted (ET)

Sep 14, 2017 · 6:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 12, 2017	M	5,838	$29.44	A	24,908	D
Common Stock^F1,F2	Sep 12, 2017	S	1,800	$210.3942	D	23,108	D
Common Stock^F1,F3	Sep 12, 2017	S	3,154	$211.397	D	19,954	D
Common Stock^F1,F4	Sep 12, 2017	S	884	$213.0341	D	19,070	D
Common Stock^F1,F5	Sep 12, 2017	S	2,200	$210.4873	D	16,870	D
Common Stock^F1,F6	Sep 12, 2017	S	626	$211.3619	D	16,244	D
Common Stock^F1,F7	Sep 12, 2017	S	300	$212.4533	D	15,944	D
Common Stock^F1,F8,F9	Sep 12, 2017	S	765	$213.2487	D	15,179	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$29.44	Sep 12, 2017	M	5,838	D	Jan 5, 2012	Dec 5, 2021	Common Stock	5,838	6,000	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 1,800 shares sold ranging from $209.86 to $210.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 3,154 shares sold ranging from $210.88 to $211.73 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 884 shares sold ranging from $212.37 to $213.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 2,200 shares sold ranging from $210.00 to $210.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 626 shares sold ranging from $211.01 to $211.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 300 shares sold ranging from $212.10 to $212.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 765 shares sold ranging from $213.15 to $213.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Balance includes 14 shares acquired through Employee Stock Purchase Plan.