SEC Form 4 · accession 0001127602-17-027203
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mostafa Ronaghi
Officer — Sr VP & CTO
Period of report
Sep 7, 2017
Accepted (ET)
Sep 8, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | M | 20,000 | $44.38 | A | 86,725 | D | |
| Common StockF1,F2 | Sep 7, 2017 | S | 20,000 | $210.00 | D | 66,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $44.38 | Sep 7, 2017 | M | 20,000 | D | Aug 4, 2009 | Aug 4, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Balance includes 140 shares acquired through Employee Stock Purchase Plan.