SEC Form 4 · accession 0001127602-17-027156
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP & Chief Administrative Ofc
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 5, 2017 | S | 500 | $204.908 | D | 36,179 | D | |
| Common StockF1,F3 | Sep 5, 2017 | S | 1,000 | $206.013 | D | 35,179 | D | |
| Common StockF1,F4,F5 | Sep 5, 2017 | S | 500 | $206.78 | D | 34,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 500 shares sold ranging from $204.56 to $205.32 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,000 shares sold ranging from $205.47 to $206.40 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 500 shares sold ranging from $206.50 to $207.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Balance includes 38 shares acquired through Employee Stock Purchase Plan.