SEC Form 4 · accession 0001127602-17-026740
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | S | 1,270 | $197.374 | D | 1,410 | I | By Daughters |
| Common Stock | Aug 28, 2017 | S | 1,270 | $197.4058 | D | 140 | I | By Daughters |
| Common StockF1 | Aug 29, 2017 | M | 20,000 | $70.82 | A | 539,176 | D | |
| Common StockF1,F2 | Aug 29, 2017 | S | 4,064 | $194.275 | D | 535,112 | D | |
| Common StockF1,F3 | Aug 29, 2017 | S | 15,636 | $195.09 | D | 519,476 | D | |
| Common StockF1 | Aug 29, 2017 | S | 300 | $195.77 | D | 519,176 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $70.82 | Aug 29, 2017 | M | 20,000 | D | Mar 1, 2011 | Feb 1, 2021 | Common Stock | 20,000 | 115,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 4,064 shares sold ranging from $193.64 to $194.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 15,636 shares sold ranging from $194.66 to $195.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.