SEC Form 4 · accession 0001127602-17-025991
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2017 | M | 20,000 | $70.82 | A | 539,176 | D | |
| Common StockF1,F2 | Aug 15, 2017 | S | 18,700 | $194.672 | D | 520,476 | D | |
| Common StockF1,F3 | Aug 15, 2017 | S | 1,300 | $195.565 | D | 519,176 | D | |
| Common Stock | holding | — | — | — | 2,680 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $70.82 | Aug 15, 2017 | M | 20,000 | D | Mar 1, 2011 | Feb 1, 2021 | Common Stock | 20,000 | 135,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 18,700 shares sold ranging from $194.28 to $195.24 per share. Number of shares sold at each separate price will be made available to thWeighted average sale price representing 18,700 shares sold ranging from $194.28 to $195.24 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. e SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,300 shares sold ranging from $195.39 to $195.76 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.