SEC Form 4 · accession 0001127602-17-023965
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Director
Period of report
Jul 18, 2017
Accepted (ET)
Jul 20, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2017 | M | 15,000 | $70.82 | A | 534,176 | D | |
| Common StockF1,F2 | Jul 18, 2017 | S | 9,559 | $170.491 | D | 524,617 | D | |
| Common StockF1,F3 | Jul 18, 2017 | S | 5,441 | $171.263 | D | 519,176 | D | |
| Common Stock | holding | — | — | — | 2,680 | I | By Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $70.82 | Jul 18, 2017 | M | 15,000 | D | Mar 1, 2011 | Feb 1, 2021 | Common Stock | 15,000 | 175,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 9,559 shares sold ranging from $170.00 to $170.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,441 shares sold ranging from $171.03 to $171.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.