SEC Form 4 · accession 0001127602-17-014733
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Apr 12, 2017
Accepted (ET)
Apr 13, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2017 | M | 3,000 | $75.66 | A | 18,704 | D | |
| Common StockF1,F2 | Apr 12, 2017 | S | 2,400 | $172.461 | D | 16,304 | D | |
| Common StockF1,F3 | Apr 12, 2017 | S | 400 | $173.323 | D | 15,904 | D | |
| Common StockF1,F4 | Apr 12, 2017 | S | 200 | $174.575 | D | 15,704 | D | |
| Common Stock | holding | — | — | — | 670 | I | By Partnership | |
| Common Stock | holding | — | — | — | 198 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $75.66 | Apr 12, 2017 | M | 3,000 | D | May 10, 2012 | May 10, 2021 | Common Stock | 3,000 | 2,300 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,400 shares sold ranging from $171.92 to $172.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 400 shares sold ranging from $172.94 to $173.60 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 200 shares sold ranging from $174.14 to $175.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.