SEC Form 4 · accession 0001127602-17-004999
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2017 | M | 500 | $42.82 | A | 16,204 | D | |
| Common StockF1 | Feb 8, 2017 | M | 2,500 | $75.66 | A | 18,704 | D | |
| Common StockF1,F2 | Feb 8, 2017 | S | 2,603 | $162.659 | D | 16,101 | D | |
| Common StockF1,F3 | Feb 8, 2017 | S | 397 | $163.298 | D | 15,704 | D | |
| Common Stock | holding | — | — | — | 198 | I | Family Trust | |
| Common Stock | holding | — | — | — | 670 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $42.82 | Feb 8, 2017 | M | 500 | D | May 12, 2011 | May 12, 2020 | Common Stock | 500 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F1 | $75.66 | Feb 8, 2017 | M | 2,500 | D | May 10, 2012 | May 10, 2021 | Common Stock | 2,500 | 8,300 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,603 shares sold ranging from $162.13 to $163.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 397 shares sold ranging from $163.18 to $163.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.