SEC Form 4 · accession 0001127602-17-001702
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Jan 11, 2017
Accepted (ET)
Jan 13, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2017 | M | 3,000 | $42.82 | A | 18,704 | D | |
| Common StockF1,F2 | Jan 11, 2017 | S | 200 | $160.67 | D | 18,504 | D | |
| Common StockF1,F3 | Jan 11, 2017 | S | 1,200 | $162.146 | D | 17,304 | D | |
| Common StockF1,F4 | Jan 11, 2017 | S | 695 | $163.056 | D | 16,609 | D | |
| Common StockF1,F5 | Jan 11, 2017 | S | 705 | $164.027 | D | 15,904 | D | |
| Common StockF1,F6 | Jan 11, 2017 | S | 200 | $164.93 | D | 15,704 | D | |
| Common Stock | holding | — | — | — | 198 | I | Family Trust | |
| Common Stock | holding | — | — | — | 670 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $42.82 | Jan 11, 2017 | M | 3,000 | D | May 12, 2011 | May 12, 2020 | Common Stock | 3,000 | 500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $160.47 to $160.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,200 shares sold ranging from $161.77 to $162.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 695 shares sold ranging from $162.79 to $163.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 705 shares sold ranging from $163.80 to $164.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 200 shares sold ranging from $164.91 to $164.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.