SEC Form 4 · accession 0001127602-17-001310
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Bradbury
Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2017 | M | 600 | $71.09 | A | 17,065 | D | |
| Common StockF1,F2 | Jan 4, 2017 | S | 200 | $133.925 | D | 16,865 | D | |
| Common StockF1,F3 | Jan 4, 2017 | S | 400 | $135.558 | D | 16,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $71.09 | Jan 4, 2017 | M | 600 | D | May 29, 2014 | May 29, 2023 | Common Stock | 600 | 4,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 200 shares sold ranging from $133.47 to $134.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 400 shares sold ranging from $135.31 to $135.98 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.