SEC Form 4 · accession 0001127602-16-062738
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — EVP & Chief Administrative Ofc
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | S | 100 | $170.08 | D | 33,916 | D | |
| Common StockF1,F2 | Sep 15, 2016 | S | 400 | $171.733 | D | 33,516 | D | |
| Common StockF1,F3 | Sep 15, 2016 | S | 400 | $173.265 | D | 33,116 | D | |
| Common StockF1,F4 | Sep 15, 2016 | S | 370 | $174.422 | D | 32,746 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 400 shares sold ranging from $171.23 to $172.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 400 shares sold ranging from $172.89 to $173.52 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 370 shares sold ranging from $174.07 to $174.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.