SEC Form 4 · accession 0001127602-16-055838
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Blaine Bowman
Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2016 | M | 5,000 | $42.82 | A | 20,704 | D | |
| Common StockF1,F2 | Jun 16, 2016 | S | 3,100 | $134.779 | D | 17,604 | D | |
| Common StockF1,F3 | Jun 16, 2016 | S | 1,900 | $135.565 | D | 15,704 | D | |
| Common Stock | holding | — | — | — | 198 | I | Family Trust | |
| Common Stock | holding | — | — | — | 670 | I | Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $42.82 | Jun 16, 2016 | M | 5,000 | D | May 12, 2011 | May 12, 2020 | Common Stock | 5,000 | 8,500 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 3,100 shares sold ranging from $134.29 to $135.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 1,900 shares sold ranging from $135.34 to $135.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.